AI Agent Guardrail for Financial Institutions

Trust Your AI. Protect Your Business. Comply Without Compromise.

AI agents and Gen AI are reshaping finance by enhancing customer experience, speeding up decisions, and powering trading. But powerful AI needs powerful protection.

Beam9 hardens your AI against threats, compliance risks, and bias at enterprise scale.

Your Risks Are Growing So Must Your Defenses

Financial AI agents are under attack. Regulators are watching. Trust is fragile.

Prompt Injections and Jailbreaks

Attackers can manipulate AI agents to bypass security restrictions, potentially triggering unauthorized transactions or misleading financial guidance.

Adversarial Manipulation

AI-powered trading and risk models can be hacked or biased by bad actors, leading to fraudulent activities and financial mismanagement.

Data Leaks and Privacy Violations

AI agents handle PII, trading strategies, and financial forecasts– any leakage could be catastrophic for compliance and customer trust.

Security Compliance Requirements

AI-generated financial advice must comply with SEC, FINRA, PCI-DSS, GDPR, and NYDFS regulations.

Lack of Transparency

in Gen AI’s decision-making raises auditability concerns.

Bias and fairness issues

in AI-driven lending or credit scoring models can lead to compliance violations.

How Beam9 Protects AI Agents in finance

Beam9 acts as a security and compliance layer between AI agents and financial users, ensuring that every AI-generated response is safe, explainable, and compliant.

AI Security & Risk Mitigation for Financial AI Agents

Real-time AI Guardrails

Prevent unauthorized AI-driven transactions, market predictions, or investment recommendations.

Prompt Injection and Jailbreak Prevention

Stops adversarial attacks from exploiting AI financial agents.

Gen AI Fraud Detection

Identifies anomalies in AI-generated financial insights and prevents manipulated data from influencing markets.

Compliance Automation for AI in Finance

Automated Compliance Checks

Ensures AI-powered lending, trading, and investment models adhere to SEC, FINRA, GDPR, and PCI-DSS.

Explainability and AI Decision Auditing

Tracks and validates how AI agents generate financial responses.

Policy-Based AI Governance

Restricts AI from providing unauthorized financial guidance or violating regulatory policies.

Privacy & Data Protection in Gen AI Finance

PII Redaction and Secure AI Processing

Prevents customer data exposure in AI responses.

Privacy-Preserving AI Training

Secures AI training datasets using homomorphic encryption & differential privacy.

Data Breach Prevention

Ensures AI-driven financial assistants don’t leak proprietary trading models or sensitive financial data.

Fair, Transparent & Bias-Free AI Agents

Bias Detection and Fairness Audits

Ensures AI-driven lending, credit scoring, and risk assessments are equitable and bias-free.

Hallucination Prevention

Stops AI agents from generating fabricated financial insights, misleading predictions, or unverified market data.

Misinformation Filtering

Detects and blocks non-factual AI-generated financial content before it reaches end users.

How Beam9 Works

Our plug-and-play security layer integrates with AI agents, Gen AI models, and financial AI workflows to:

Stop adversarial AI attacks

with real-time security guardrails

Ensure AI compliance

with automated regulatory enforcement

Monitor and govern AI performance

to prevent risks before they happen

Seamlessly integrate with any AI model

OpenAI, Google, Anthropic, and financial AI applications

Get Full AI Security and Compliance

What Finance Leaders Say About Beam9

  • We finally have true visibility into our AI models.
    Beam9’s audit and explainability tools made it easy to understand and govern our AI systems. It’s been a huge trust builder.
    Maria Gonzalez
    Maria Gonzalez
    Chief Data Officer, FinNova Analytics
  • Beam9 is core to our AI security strategy.
    At Oxetix, Beam9 helps us block adversarial threats in real time while staying compliant. It gives our team the confidence to innovate securely.
    Alex Chen
    Head of Engineering, Oxetix
  • Beam9 protects sensitive financial data seamlessly.
    In fintech, privacy and compliance are non-negotiable. Beam9’s built-in protections brings peace of mind without slowing product delivery.
    Liam O’Connor
    Liam O’Connor
    CISO,
    HealthSync Solutions

Frequently Asked Questions (FAQs)

Beam9 uses real-time AI security guardrails to detect and block adversarial inputs, ensuring that AI agents do not execute unauthorized actions or provide restricted financial advice.

We apply automated compliance checks, AI policy enforcement, and decision-traceability tools to ensure AI-driven financial insights meet SEC, FINRA, PCI-DSS, and GDPR guidelines.

Yes! Beam9 seamlessly integrates with financial chatbots, AI assistants, and Gen AI models such as OpenAI, Google Gemini, and custom LLM-based finance applications.

Beam9 applies PII redaction, encryption, and privacy-preserving AI training to ensure AI never leaks proprietary financial data or customer information.

Beam9 is designed for banks, fintech firms, asset managers, hedge funds, credit bureaus, insurance companies, and financial regulators that rely on AI-powered financial decision-making.

Yes! Our real-time AI governance framework applies transaction limits, policy-based controls, and anomaly detection to prevent AI-generated actions that violate compliance or security policies.

Beam9 audits AI-driven lending, trading, and credit models to detect biases in loan approvals, investment recommendations, and market forecasts, applying real-time corrections to ensure fairness.

It’s simple! Schedule a demo, and our AI security experts will guide you through Beam9’s AI security and compliance solutions tailored to your financial AI use cases.

AI is the future of finance. Beam9 makes it secure, compliant, and trusted